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How to Interpret Plato

Interpreting Plato is difficult work. It is made even more difficult with the strategy championed by Gregory Vlastos and commonly employed by Analytic philosophers. This strategy has three main commitments: (1) Plato’s views are distinguished from those of Socrates, (2) both views are constructed on the basis of the arguments presented in Plato’s dialogues, and (3) those arguments are interpreted with an eye to constructing a cohesive view for both philosophers. All three of these strategic commitments are problematic and hold us back from rightly understanding Plato’s corpus.[i] And all three commitments are derived from the same basic oversight: Plato wrote dialogues to be read.[ii]

Plato begot the tradition of Socratic dialogues as a medium for public debate. Artistic works such as tragedy and comedy were an important element of Athenian democracy. Poets were divinely inspired: the moral dilemmas presented in their works were given by the gods, and their lessons were taken seriously by the demos as a result. But by the end of the fifth century, Athens was declining. Devastating civil wars ravaged the city amid the Spartan victory in the Peloponnesian War and the subsequent dissolution of the Delian League, which provided Athens its wealth and its power.  The demos was hungry for change, and Plato, among others, was willing to bring it. He positioned philosophy as an alternative to tragedy and comedy. This is well known. But he also positioned it as continuous with these more dominant genres. It is this continuity that often goes ignored and is really at issue when we consider (1), (2), and (3). Let us turn to these commitments themselves, beginning with (1).

Plato is often denigrated as something of a scribe, someone who merely recorded the conversations of Socrates for posterity. This is what other Socratic dialogue writers purport to do. Xenophon, for instance, explicitly claims to present the conversations of Socrates as they really took place, according to what he and his sources could remember. But Xenophon criticises Plato for putting words in Socrates’ mouth that he did not say.[iii] This should be historically unsurprising since there was at least a decade between Socrates’ death and the publication of Plato’s first dialogue. Surely Plato would have forgotten the precise wording of Socrates’ conversations. But so too would have Xenophon. What seems more likely is that Xenophon’s critique is not merely pedantic but principled. He knows that Socrates didn’t say what Plato wrote because Socrates couldn’t have said those things. Socrates’ opinion differed from what Plato presented in a way that would have been well known to Socrates’ followers. So what, then, is going on? The answer is pretty simple given the history of Athenian poetry more generally. Socrates was a caricature in Plato’s dialogues just as he was in Aristophanes’ Clouds. Everyone knew who he was and some general features of his personality and his life. But more importantly, Socrates was well known to have been sentenced to death in 399, and by the time of Plato’s writing, this was a matter of severe public guilt. Plato was no doubt inspired by his teacher, but he also capitalised on the facts surrounding his life and his death for his own ends. And hence the picture that Plato gives of Socrates may not be a faithful one. It need only be close enough for his audience to recognise the character as Socrates the wandering questioner. So how then can we on the basis of Plato’s dialogues distinguish between Plato’s view and Socrates’? Quite obviously, we cannot.

The method that Vlastos and others appeal to to make that distinction is to evaluate the arguments presented in the dialogue and all of their various entailments. This method generates two significant questions, one of which we shall leave until we discuss (3). Nowhere does Plato come out and say “I, Plato, will argue for such and such in the following way.” It is left up to the audience to interpret what Plato means by presenting any given dialogue in the way that he has, and in many cases, it is precisely what is not said and not argued that is important for understanding a given dialogue. Perhaps the best example of this is the Meno. The dialogue begins with Meno asking Socrates “Can you tell me, Socrates, can virtue be taught? Or is it not teachable but the result of practice, or is it neither of these, but men possess it by nature or in some other way?” Here we have four possible sources of virtue: teaching, practice, nature, or something else. In the succeeding discussion, Socrates and Meno consider three possibilities: teaching, nature, and the gods. They end up with a hesitant commitment to the gods as the source of virtue. Yet throughout there are allusions to tasks commonly learned by practice, and its absence among consideration is conspicuous, especially given the orthodoxy of the period. This of course does not mean that Plato believed that practice is the source of virtue. It means only that Plato is clear on the inadequacy of the discussion and is pointing it out to his audience. Focusing only on the arguments of the Meno, however, would miss this possibility entirely. It would lead one to believe that Plato truly did believe that knowledge is recollection and that virtue is given by the gods. That may be the case, but it is far from certain, and Vlastos’s method doesn’t clear up the matter.

One way that Vlastos tries to clear up various ambiguities in Plato’s arguments is by committing himself to demonstrating that a given argument is consistent with other arguments elsewhere. He constructs Socrates’ and Plato’s positions as coherent wholes that manifest themselves in the arguments of Plato’s dialogues. Each dialogue then gives a piece of the overall whole that Plato’s audience must then hold together to understand what Plato seeks to show them. The difficulty of doing so should be sufficient to demonstrate the ridiculousness of this commitment. Holding all of Plato’s works in one’s head is difficult enough for specialists, let alone for Plato’s Athenian audience reading a dialogue before all of them had even been written. There of course may be some relationship between some dialogues. There was some speculation by Hellenistic commentators, for instance, that Plato presented his dialogues as tetrologies like the tragedians did.[iv] But aside from that, no one of Plato’s audience would be expected to understand how the dialogue he is reading fits into Plato’s broader view. This might be expected of Plato’s students, but the dialogues were published beyond the academy, and purposely so. As Steven Robinson points out, if Plato was simply writing for his students, he would have no reason to do so. These students are philosophers themselves, and they know better that philosophy is no threat to the polis. What matters, on the other hand, is the opinion of the demos, and it is that which Plato seeks to change. And he can’t do that if the demos must first read and comment on everything that Plato has written and will write. (3) completely misses the point of Plato’s writing. Maybe we can find something common amongst Plato’s corpus as a whole, but this would be no help at all in understanding the point of any single dialogue. The really important interpretative work demands that we understand the individual dialogues, not Plato personally. And to this end, there is no reason why there can’t be ten Platos or ten Socrateses in ten different dialogues.

So how do we interpret Plato? Ultimately, I don’t know. But I do know that we can’t do it like we tend to do now. We have to treat Plato’s dialogues as dialogues. They are not essays in analytic philosophy: we cannot mine them for their arguments and be sated by that alone. We have to consider the traditions that influenced Plato. We have to understand his audience. We have to weigh what has been said against what has not. We have to admit the possibility of irony and satire and other dramatic tropes. All this is what makes Plato so difficult, but also so engaging and persistently rewarding.

 

Notes:

[i] This is important for more than merely historical interest. I shall save a full demonstration of this for another time. Briefly, however, when we ask about how to rightly do philosophy, what philosophical methods are appropriate or otherwise, we must defer to what philosophy itself is for. This kind of functional demand can only be decided by looking to the foundations of philosophy and to the problems that it was established to solve. Plato happens to be the centrepiece of those foundations.

[ii] There is some dispute about whether Plato’s dialogues were performed. There is good reason to believe that they were, at least in some respect, but they need not have been in order to support the general appeal to the public upon which my account relies.

[iii] This criticism is specifically about the Lysis, an early dialogue of peripheral import.

[iv] Diogenes Laertius considers this rather plausible but attributes the hypothesis to earlier commentators.

 

Works Cited:

Steven Robinson, “Plato in the Crito” in Jonathon Lavery, Louis Groarke, and William Sweet [eds.], Ideas Under Fire: Historical Studies of Philosophy and Science in Adversity, Fairleigh Dickinson University Press (Madison, WI), 2013: 37-65

Function and Continuity

Humans are paragons of evolutionary success having conquered the world that once oppressed us. But why must we still enforce morality in this conquered world? We have left our huts and hunting parties, so why must we still feel indignant and dishonoured in response to the slights of anonymous peers as we shuffle between skyscrapers to our immoral occupations from our bountiful homes? Our lives are different now: why do we need the idols and relics of our old habitats? This is the question that Nicholas Smyth raises. Let us call this the discontinuity objection to moral functionalism. Where moral functionalism seeks to thread together the genealogy of morality with the present state of moral behaviour, Smyth seeks to show why that thread will always eventually fray and break as the conditions that explain both stretch and pull away from one another.

The discontinuity objection gets its force from the complexity of functional explanation, a matter to which few moral functionalists pay serious heed. Smyth begins by articulating what functions are and what they require. His main concern here is the etiology of some functional object. If some object A does x, we know that x is the function of A because of A’s etiology. That is, A exists because it did x reliably in the past and x is an effect that was selected for. Unlike Larry Wright, however, Smyth doesn’t want to say that this is all there is to functions for fear of falling prey to easy objections. Functions also have normative and dispositional dimensions that must be accounted for. Despite this, Smyth asserts a decisively Wrightian claim. “[N]othing,” he says, “has an intrinsic function,” which is to say “a role that it plays irrespective of the properties of [the] larger system of which it is a part.” (Smyth, 1132) Instead, the function of an object rests upon conditions extrinsic to the object itself. These Smyth calls enabling conditions.

A chair has a function depending upon the enabling conditions that are met in its environment. In normal conditions, a chair functions to support people’s bottoms. A broken chair, however, loses this function because it cannot perform it. This difference between the normal and broken chair represents a lack of continuity: the enabling conditions present in the case of the normal chair aren’t present for the broken chair. Were I to stack books on a chair, it would likewise lose its function not because it cannot support people’s bottoms any longer but because the system of which the chair is a part no longer demands that it support bottoms. Instead, it demands that the chair support books, becoming a rather ineffective and awkward bookshelf. This too is a loss of continuity. Of course, we ordinarily reject this kind of thought. A chair is a chair. If it is used to hold books, this is a deviation from its function. But if the chair has no intrinsic function, the function literally does change as its use changes. Non-intrinsic functions concern what objects do, and not what they are. Hence any etiology need only concern some explanation of what objects do. And if any such explanation can be given for some difference in action, continuity fails to obtain.

To his credit, Smyth seems to recognise how radical and implausible this view might seem and attempts to walk it back: “failure of continuity does not entail the loss of a function, but it does decisively weaken . . . the functional-genealogical inference.” (Smyth, 1134) This is a fine line to walk. Functions are individuated by their etiology, which typically takes the form of a functional-genealogical inference. So what Smyth is arguing here isn’t that the chair has lost its function when it is used to hold a stack of books. He is arguing only that we can’t know that a chair holding a stack of books is actually for supporting bottoms. For the orthodox philosophers of science for whom what is can be reduced to what can be known or explained, this is a distinction without a difference. The interruption of the functional-genealogical inference just is the loss of the function. But let us be kind to Smyth here, for there is a much greater problem to which we must attend: the possibility of functional plurality.

We typically think that chairs have only one function. They are functionally unitary. Chairs may be able to hold stacks of books or allow us to stand upon them to reach high shelves, but these capacities are accidental to the chair’s singular function of supporting people’s bottoms. In the natural world, however, functional unity is the exception, not the rule. The parts of living things are complicated and interrelated. Consider Smyth’s own example of polar bear fur. Suppose a population of polar bears were relocated to the Amazon rain forest. In the rain forest, their white fur clearly can’t serve as camouflage. Yet suppose also that this population of polar bears retains its white fur for a hundred generations. By that time, we need some other explanation for the bears’ fur colour than that it’s camouflage. Smyth’s point here is that after a hundred generations, the camouflage function of the polar bears’ fur cannot reasonably explain its persistence. Instead, their fur has gained some other function that does reasonably explain its persistence in the much darker and greener environment. If polar bears’ fur has only this one function, Smyth’s analysis is correct. But it does not and cannot have only one function. Biological traits are elements of complex biological systems and therefore interact with any number of other elements. In each interaction, a trait will have a unique function determined by an independently successful etiology at the level of development, gene transcription, or what have you.

So the polar bear may lose out on one enabling condition, the white snow of the Arctic, but there remain uncountably many other enabling conditions that explain the persistence of the polar bears’ white fur. As such, while the fur may no longer be able to express one function, there is no explanatory gap that arises necessarily from that loss. This remains especially true in the case of human morality. Human societies may be large and wealthy today, but humans still persist within relatively small social circles and compete amongst each other for finite resources. And in this we must remember that morality evolved in the context of competition for status in addition to and much more than mere resources. So we have lost some fairly central enabling conditions for morality, but we retain even more fundamental enabling conditions. And this is not even to mention whatever genetic or developmental processes morality might impact at the cellular or system levels. Smyth’s discontinuity objection is therefore not sufficiently sensitive to address moral functionalism. At best, he can say that some of the many functions of human morality remain unexpressed in modern human societies. This is a fairly uncontroversial opinion.

We should not, however, merely dismiss Smyth’s contribution in this way. The discontinuity objection at its introduction looks like an impressive coup de grace of moral functionalism. And in truth, it is an incredibly powerful objection to the accounts of most moral functionalists. Smyth has merely mistaken what it is about functions that typically grants them their explanatory force. That thing is narrativity. The structure, use, and validity of narrative explanation are serially underexplored in the philosophy of science, but it is nearly ubiquitous when it comes to ascriptions of functions. And it is this that is problematic.

When we describe the etiology of a given function, we do so by telling a story. In the case of the polar bear, the brown bear migrated north and discovered seals and other fairly nimble swimming prey. Catching these animals was difficult, and many bears failed to find sufficient food. This halted brown bear migration into the north. However, at some point, some bears began to display a white colouration. This colouration allowed the bears to escape the notice of the seals, and hence they were more proficient at catching them. This success allowed bears to survive and reproduce in the Arctic, and hence we have polar bears as they exist today. In this story, the bears’ white fur becomes a character distinct from the bears themselves. And more than that, it becomes the hero that swoops in to save the day for the starving brown bears. But in this narrative, the details surrounding the hero are obscured. Where does it come from? How does it have this power? Who really is White Fur?

And here we have a jump cut. The bears are introduced to the Amazon, accompanied by our hero. But the change in perspective reveals something to us. White Fur had no power of its own. It has the power of camouflage only in the presence of the ice and snow of the Arctic. Without that ice and snow, we might then expect the demise of White Fur. But no: after a hundred generations, our hero remains. But Nature writes nothing badly. For White Fur to remain relevant in the story, it must have discovered some other power, one better suited to the demands of the Amazon. That is, the function of the bears’ white fur has changed.

As an objection to typical accounts of moral functionalism, discontinuity of this sort is powerful. The weaknesses of the hero in our own story, Morality, have been shown to us by our own jump cut. The narrative must change, and in so doing, the function must change with it or perish. This is an eventuality that standard accounts of moral functionalism simply can’t admit. But beyond this, we are made aware of the deficits of narrative as a form of explanation. Details are forgotten because nature isn’t linear. We don’t really know where Morality came from. We only know that it one day swooped in and saved the day. But Morality has a source, a body that we can examine for its strengths and weaknesses. It has friends and family. It has enemies and obstacles. It has fears and curiosities. But an itemised list of all of these is irrelevant for the sort of narrative employed by those who seek to vindicate Morality as the hero of our story. And all of this comes from this singular commitment: that Nature writes nothing badly. But in truth, Nature neither writes anything well. Nature does not write. But this means nothing about the functions of traits. It means only that our justifications for these functions are in need of revision. This is the importance of the discontinuity objection. If we are to maintain moral functionalism, or any sort of functionalism, the etiologies to which we appeal must attend to the minutia, to the gritty details that situate a trait within its multifaceted biological systems.

 

Works Cited

Smyth, Nicholas. “The Function of Morality.” Philosophical Studies 174(5), 2017, pp. 1127-1144

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